EXECUTIVE
SUMMARY
Leaders make change. The kind of change that leaders make depends on who
is at the table when priorities are set and decisions are made that have
an impact on the social and economic well-being of individuals and communities.
Too often decisions are made that have a profound impact on people's lives
without including them in the decision-making process.
The Kellogg Foundation is committed to changing this outcome by investing
in the development of new leaders. The Kellogg Foundation's Leadership Cross-Cutting
Theme Steering Committee partnered with Development Guild/DDI, a consulting
firm in Brookline, Massachusetts, to design a research project to learn
how foundation initiatives and grantees are supporting the emergence of
new leadership that is capable of leading change that will have a positive
impact on communities. The choice to focus this project on emerging new
leadership voices came about as a result of several observations.
- There is an emerging consensus among program staff at the Kellogg
Foundation that successfully engaging new leadership voices, especially
youth, is key to catalyzing and sustaining change.
- Knowledge about what Kellogg Foundation grantees and program directors
are learning about how to develop and support the emergence of new leadership
is not well-documented.
- This learning project provides WKKF program teams and grantees with
an opportunity to learn from one another and to use that knowledge to
improve and expand their efforts to develop emerging leaders.
We collected data by reviewing documents; conducting nearly 30 interviews
with program directors, grantees, and new leaders; and holding a "program
conversation" at the Foundation to which five grantees were invited to discuss
how they build leadership capacity in their communities.
In this study we address the following six questions:
- Who are new leadership voices for catalyzing and sustaining community
change and what assets do they bring to the table?
- In what venues are new leadership voices being supported and developed?
- What strategies are being used to support and develop the engagement
of new leadership voices?
- What impacts are new leaders having?
- What challenges must be addressed to effectively support and sustain
new leaders?
- How can foundations best support the development of emerging leaders?
New Leadership Voices for Catalyzing and Sustaining Community Change
New leadership voices that are committed to making a difference in communities
are emerging from very different contexts and bring vastly different perspectives
and experiences. The diversity of voices was continually identified as an
asset in setting community priorities, and addressing community issues or
problems. New leadership voices include: those who are socially and economically
marginalized and who may, in the past, have been overlooked as potential
leaders; those who have emerged as leaders in their communities, but may
not yet be present at leadership tables where decisions are made, resources
distributed and policies set that impact people in communities; and those
leaders who may be visible in professional and policymaking arenas, but
whose commitment to working with leaders in community is just emerging.
Assets of New Leadership Voices
New voices bring many different assets to the work of catalyzing and sustaining
community change, such as enthusiasm and a desire to make a difference;
open-mindedness and creativity; a broadened perspective; willingness and
ability to work with others who are different from them; information and
expertise; and access to new resources.
Venues for Developing New Voices
We have identified five venues through which new leadership voices are being
supported and developed. Each venue reaches different audiences and develops
its own approaches to leadership development depending on the outcomes it
seeks. Some venues use more formal leadership development approaches, such
as training programs, while others engage people in developing their leadership
through assuming leadership roles in their communities; often a combination
of approaches is used.
- Educational Institutions - Educational institutions are an important
venue for developing youth leadership, often through programs that have
a community service component. In recent years educational institutions
have become a more important resource for community leadership development
through the formation of institutes and centers that focus on building
bridges between institutions and communities, sharing resources, and
collaborating on projects and programs that build community leadership
capacity.
- Community Leadership Development Organizations - Community leadership
development organizations, because they are located in communities,
are more responsive to local needs. These organizations provide leadership
learning opportunities to groups of emerging leaders who live and work
in those communities, often around a pressing issue or for a particular
constituency. Through these organizations, emerging leaders develop
skills, knowledge, and a network of relationships that support them
in their changemaking efforts.
- Service Organizations - Service organizations focus on meeting a personal
need that a particular population has (e.g. education, job training,
etc.). As these programs search for innovative ways to achieve their
missions and meet the needs of those they are serving, they are engaging
in leadership development. These organizations are creating opportunities
for their "clients" to become active "citizens."
- Advocacy Organizations - Advocacy organizations focus on changing
policy, transforming fields, shaping public perceptions, developing
useable knowledge, and expanding available resources around an issue
or a problem. Often these organizations take an active role in developing
new leadership capable of leading campaigns for change around a social
problem or issue.
- Foundation-Sponsored Initiatives - Many emerging leaders have been
identified and supported to develop their leadership capacity through
foundation-sponsored initiatives. Initiatives use different leadership
development strategies to support the emergence of new leadership voices,
including creating leadership opportunities, encouraging community engagement,
engaging in shared learning projects, launching partnerships or commissions,
and convening networking meetings.
Strategies for Developing New Voices
A. Readiness
The issue of leadership readiness is a complex one. The readiness of an
individual, group, or partnership to contribute their experiences, knowledge,
and skills to improving the quality of life in their communities depends
on many factors. For some people there are survival issues that prevent
them from making this contribution, such as the lack of a job or job skills,
the inability to read or write, or poor mental and/or physical health. Others
face financial or logistical barriers to their participation such lack of
transportation, limited financial resources that make volunteering a hardship,
or family responsibilities. Established leaders may be uncomfortable sharing
power, valuing diverse perspectives or fearful about working in a community-centered
environment which differs from their professional lives. Paying attention
to what needs to be in place to support new leaders to emerge will contribute
significantly to expanding whose voices are heard.
B. Experiential Learning
New voices , when given responsibility and opportunities to lead, develop
their leadership capacity. Most programs we studied included an experiential
component. Experiential learning can happen in a variety of ways such as
giving people leadership positions and roles, engaging people in community
projects, and providing people opportunities through re-granting to come
up with and implement their own ideas.
C. Mentoring/Coaching
Mentoring, coaching, and other one-on-one support strategies are critical
for new leadership voices to be successful. Mentoring is especially needed
when people are asked to take on leadership roles and operate in an environment
that may be unfamiliar to them. Our interviews indicate that, though coaching
and mentoring require a considerable investment of resources, this is an
important component of any successful leadership development strategy for
emerging new leaders.
D. Skill Development
Skill development is an outcome of every leadership development opportunity
or program. The range of skills being developed varies tremendously depending
on the venue for leadership development. Several areas of skill development
emerged as particularly important across many venues. These included job
and life skills, cultural competence, community organizing skills, and research
and information gathering skills. Community leaders also need to develop
process skills, such as coalition-building, resolving conflict, decision-making,
facilitating, running a meeting, listening, mediating, keeping an open mind,
planning, priority-setting, building relationships, self-awareness, public
speaking, and visioning.
E. Relationships
Building solid relationships, based on trust and mutual respect, is at the
heart of developing new leadership. We consistently heard from program participants,
that one of the most valuable experiences they have had, is meeting with
others who share their commitment to change. These relationships enable
people to share resources, knowledge, and skills, while giving each other
support to catalyze and sustain change efforts. When communities have dense
relationship networks built on trust, they are more capable of working together
to improve the social and economic well-being of their communities, and
to accomplish more than they could acting alone.
F. Knowledge and Information Development
Several organizations and foundation-sponsored initiatives engage emerging
leaders in developing new information and knowledge. The process of developing
new knowledge builds skills and relationships that are valuable to the community
over time. In addition, quality information, in a useable form, that addresses
community priorities, is a powerful tool for making the case for change.
G. Resources
Foundations provide resources that enable nonprofit organizations to develop
and expand opportunities for leadership development. Often these resources
enable an organization to strengthen its programs and infrastructure to
reach more people in the community. Sometimes foundation grants enable organizations
to regrant dollars to community-determined priorities. In addition to the
resources that foundations provide, other important resource development
strategies are training new leaders in skills such as grant writing and
fundraising; and attracting government resources into the community that
stimulate economic and community development which in turn create more leadership
opportunities.
Impact of New Voices
The impact that new leadership voices are having is multi-dimensional and
complex. Some of these impacts are quantifiable, such as legislation or
executive orders passed, new programs established, and new people in leadership
positions. Other impacts are more qualitative and difficult to measure,
but of equal importance for engaging and supporting the emergence of new
leadership voices. These include the personal empowerment of new leaders,
changes in attitudes and perspectives of existing leaders, and a community's
feelings of renewed commitment and hope for creating a better future. We
found seven areas of significant impact.
- Developing a leadership voice - Many people we interviewed developed
confidence, knowledge, and skills that not only benefited them personally,
but have transformed them into change agents working to organize others
and make positive changes in their communities.
- Becoming positional leaders - Emerging leadership voices are moving
into leadership positions. In some cases, these are elected positions;
and in other cases, they are leadership positions in community organizations.
Attaining a leadership position gives emerging leaders a platform for
mobilizing others to make change.
- Challenging the thinking of existing leaders - Those, who by virtue
of their position have more power in a situation, often have not been
exposed to the perspectives, ideas, and information that new voices
bring to the table. When new leadership voices are present in forums
where existing leaders gather, they have opportunities to educate and
inform the thinking of established decision-makers.
- Changing policies and institutional practices - When given the training,
support, and information, those who have not had a voice in setting
a policy agenda or determining how institutions will implement policies
can develop an effective voice that can improve the well-being of the
whole community.
- Building communities - Emerging leaders are the source of innovative
and creative ideas that can have a positive impact on addressing community
needs and improving the quality of life.
- Expanding resources to communities of color - New leaders have effectively
mobilized at the federal level to expand the resources that are available
to communities of color.
- Transforming fields - New leaders are transforming fields, e.g. bodies
of knowledge and sets of practices that have institutional authority.
This is particularly evident in educational fields such as service learning,
middle schools education, health professions education and food systems
education.
Challenges for Developing New Voices Throughout our research, we heard about
some significant challenges to fully engaging new leaders, sustaining new
leadership voices over time, and leveraging the full potential of the many
new leadership voices that are emerging at the local, state, and national
levels. We highlight the major challenges here in hopes that they will become
the focus of future efforts to develop and support leaders to more effectively
work together across boundaries.
- Renewing and expanding new leadership voices - Often there is some
catalyst that drives an organization to reach out to new voices, but
there is not necessarily an on-going organizational commitment to nurturing
new voices. Finding and sustaining new leadership voices requires an
on-going commitment that many organizations do not have the time, knowledge,
resources, or desire to make.
- Sustaining new voices - When new voices speak, they are often advocates
for change to existing systems that are not meeting the needs of individuals
and communities. While new voices bring positive change to communities,
they may also create new forms of conformity and exclusion that need
to be challenged by newer leadership voices. Institutionalizing a culture
of change that seeks out and supports the engagement of new leadership
voices is a difficult challenge that requires community-based organizations
that know how to remain innovative and supportive of change.
- Community economic development - Successful community economic development
expands leadership opportunities in communities. To date we have found
few models, among the grantees we interviewed, where the private sector
has been successfully engaged with citizen-based efforts to foster economic
development.
- Spanning boundaries between existing and new leadership - The effective
engagement of new voices requires that existing leaders, who may feel
threatened by new voices or lack an appreciation of what they bring
to the table, be willing and capable of sharing power.
- Institutional and political barriers - Existing power arrangements
that are often institutionalized in laws, regulations, and government
and political activities, can act as significant barriers to engaging
the participation of new leadership voices. Changing these laws, regulations
and institutional practices can create conditions that allow new leaders
to emerge, especially those who have been disadvantaged and underrepresented
at decision-making tables.
- Entrenched prejudices and inequalities - Engaging those from traditionally
"underrepresented" or marginalized communities requires addressing historically
entrenched prejudices and inequalities. Racism, classism, and adultism
were most often identified as presenting barriers to involving new voices
in decision-making processes. Continuing to find more effective ways
to move beyond prejudices and address inequality will create more opportunities
for new leaders to emerge.
- Creating integrated and layered levels of activism - One challenge
of systemic change efforts is building the capacity and infrastructure
for participation and engagement at the community, state, and national
levels. Sometimes there are conflicts between activists at different
levels because their point of view, approaches, and priorities differ.
Creating opportunities for communication, networking, and partnerships
contributes to strengthening collective leadership voices for change.
The Foundation's Role
In conversations with grantees, we asked how the Kellogg Foundation has
aided their efforts to support the emergence of new leadership and what
additional efforts foundations could undertake to increase grantees' impact.
Following are several of the key suggestions made by grantees.
- Financial support - Foundations' significant resources, and accompanying
ability to give sizeable grants for multiple purposes, is very valuable
to grantee organizations at all stages of development and in many fields.
Giving money that is flexible-not focused on a specific deliverable-and
long-term is an added value. Foundations can improve their financial
support by investing in long-term relationships; smaller, riskier grants
to grassroots organizations; and funding organizing efforts.
- Sustainability - The durability of an organization over the long-term
will depend on its ability to build local ownership and financial support.
Foundations can help and support organizations to plan for, and build
a sustainable base for the achievement of their mission, through strategies
like technical support in identifying potential sources of long-term
support.
- Expertise and advice - National foundations are able to provide expertise
and technical assistance to their grantees that is invaluable. In some
cases, this is as simple as foundation staff or consultants serving
as neutral "outside" observers who can provide feedback. In other cases,
it is more formally organized coaching or training of grantees.
- Convening and brokering - Because of their position, credibility,
and visibility, foundations are in a unique position to be brokers between
different sectors or different groups within a community. This convening
power also allows foundations to bring together networks of people across
communities who are doing similar work.
- Planning and evaluation - By supporting adequate planning phases and
program evaluation, foundations support organizations to do their work
better, to learn from what they are doing and to make program improvements.
Topics for Further Study
While this study has begun to answer key questions about developing new
leadership voices to catalyze and sustain community change, there remain
a number of topics that could be further investigated. Following are some
of the questions that merit future evaluation.
- Impact - What impact are new voices having at the individual, community,
institutional, and policy level? How can new voices be better engaged
and supported to have an increasing impact on each of these areas? How
can the development and impact of new voices be more effectively captured
and documented?
- Private sector engagement - Given that the business sector's involvement
will be crucial in community change efforts, what are effective models
and strategies for engaging the private sector?
- Mitigating inter-group tensions - How can established and emerging
leaders bridge differences so that they can effectively work for the
common good? What strategies are effective at sustaining the engagement
of leaders who come together with very diverse perspectives and experiences?
- Sustainability for new voices - How can foundations effectively support
their grantees to continue engaging new voices after initiative funding
ends?
1. The term "community" is used broadly to include geographic
communities as well as communities of interest.
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